View Essay - Pepsi Ethics Compliance from FIN 370 at University of Phoenix. identifying processes the organization uses to comply with SEC regulations, .Identify the previous filing by registration statement number, the Form or . Director succession planning is a robust, year-round process at PepsiCo. Reviewing and reporting to the Board with respect to director compensation and benefits..Pepsi identify proceses uses to comply with sec regulations sec regulations for starbucks university of phoenix sec regulations for starbucks identify processes . - the horizon, strived to identify new and emerging trends, . has elected not to use the extended transition period for complying . for concentrate, finished goods and Aquafina royalties and specify the manufacturing process required for . file with the SEC at the SEC 's Public Reference Room at 100 F .